Protocol Wealth Operating System · fact sheet
PWOS at a glance
One-page introduction to the integrated advisor IDE, client portal, and compliance engine Protocol Wealth built for its own SEC-registered practice.
Last updated 2026-06-16
Engineering substrate transparency aggregate substrate material not investment advice not advisory performance
Build in public
Fact sheets — engineering substrate education
Short reference documents for advisors, peers, and anyone evaluating the substrate Protocol Wealth operates day-to-day. Each fact sheet is a single-purpose document — read the HTML version in browser, or download the PDF for offline review.
For the philosophical anchor underneath these fact sheets, see /how-we-work. For the agent substrate, see /agents.
What to ask an AI vendor before letting them touch client data
Advisor's AI vendor audit checklist
Concrete questions every advisory firm should run any AI vendor through — data retention posture, training-opt-out, audit trail, deletion mechanics, and the contractual surface that survives the marketing.
Last updated 2026-06-16
What we read, what we ship, what we recommend
Open-source RIA tooling reading list
The open-source primitives, regulations, and reference architectures PW uses day-to-day. Curated reading for advisors who want to understand the substrate without a vendor pitch in the way.
Last updated 2026-06-16
The vendor stack we operate and why
PW vendor ecosystem reference
Reference map of the third-party services PW integrates — custody, KYC/AML, e-signature, market data, document storage — with the role each plays and the boundary at which client data crosses to them.
Last updated 2026-06-16
What these fact sheets are. Engineering substrate education — descriptions of the systems Protocol Wealth operates and the open-source primitives we recommend. Aggregate material; not investment advice; not advisory performance.
What these fact sheets are not. Not an offer to provide advisory services. Not investment advice. Not a description of how any individual client's portfolio is managed. Engagement with Protocol Wealth as an advisory client is governed by a signed advisory agreement; nothing here creates one.
Protocol Wealth, LLC is an SEC-registered investment adviser (CRD #335298). Registration with the SEC does not imply a certain level of skill or training. Full regulatory disclosures are linked from the site footer.