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Protocol WealthProtocol Wealth

Engineering substrate transparency aggregate substrate material not investment advice not advisory performance

Build in public

Milestones

A curated summary of the major capabilities we've shipped across the Protocol Wealth platform. This is a milestone summary, not a full engineering changelog — we keep the detailed, date-ordered log internally and publish the headline progress here.

See /how-we-work for the underlying posture and /agents for the RIA agent substrate.

Curated at build time from shared/PUBLIC-MILESTONES.md. Last build: 2026-06-26.

Protocol Wealth — Platform milestones

A high-level summary of the major capabilities Protocol Wealth has shipped. This is a milestone summary, not a full engineering changelog — we keep the detailed, date-ordered engineering log internally and publish the headline progress here.

Protocol Wealth, LLC is an SEC-registered investment adviser (CRD #335298). Nothing on this page is investment advice, a performance record, or a description of any client account.

What's live today

Client onboarding, end to end. A prospective client invited by an advisor can move through identity verification, a risk-tolerance assessment, and document signing, into a live client portal — with each step captured for books-and-records.

Client portal. A signed-in client can see their net worth and portfolio, link financial accounts, review advisor-curated strategy ideas, and ask an AI assistant factual questions about their own finances. The assistant summarizes a client's own data; it does not give advice.

Advisor operating system. Our advisors work in one governed workspace: an AI assistant with a controlled, audited tool set; an onboarding command center that surfaces what needs action across every prospect and client; and a comprehensive financial-planning workflow that turns advisor intake into a full wealth analysis — net worth, asset allocation, protection, estate, charitable, education, and income planning, with scenario analysis — assembled into firm-branded report deliverables, all under human advisor approval.

Compliance and security by design. Append-only, multi-year-retained activity records across the platform; a risk-and-governance console with live security-findings feeds for the firm's compliance and security officers; and a privacy boundary that removes personal information before any AI interaction.

Recent milestones (2026)

  • Comprehensive wealth analysis. The advisor workspace can now produce an institution-grade financial plan — a net-worth statement, an asset-allocation review, and protection, estate, charitable, education, and income planning, with scenario analysis — assembled into a firm-branded report deliverable, all under human advisor approval and the same privacy boundary that governs every AI interaction. Plan summaries are drafted by AI from de-identified numeric inputs only, never client identifiers, and remain advisor-reviewed and no-advice by construction.
  • Complex wealth positioning. The public site now leads with complex, concentrated, modern wealth and a documented fiduciary process: goals and objectives, planning and implementation, risk monitoring, adjustments, and human accountability. Digital assets remain visible as a specialty capability and proof of process, not the primary brand category.
  • Onboarding, reachable end to end. A new prospect can enter onboarding from a single-use, time-limited invite, complete identity verification and a risk-tolerance questionnaire, sign their agreements, and be promoted to a client — and the new prospect's onboarding is isolated from existing client data by design. The risk-tolerance assessment is scored on a validated, published research instrument, with a separate digital-asset suitability questionnaire surfaced to the advisor for review.
  • KYC/AML access and review. Prospects who need direct identity verification can now start from a public, email-verified KYC path, while advisors review identity and screening status in a controlled internal command center.
  • Advisor planning workflow. The advisor workspace can move from planning notes to reviewed intake, advisor-side analysis, draft report packets, and audit-backed review queues without making the client portal an advice engine.
  • Client AI assistant. Clients can ask a portal assistant factual questions about their own accounts and holdings, under a strict no-advice posture and the same privacy boundary that governs every AI interaction on the platform.
  • Risk & governance console. The firm's external security-findings feeds brought together into one console for our compliance and security officers, alongside a weekly automated review of the engineering estate.
  • Multi-asset portfolio visibility. Portfolio aggregation spanning traditional custodial accounts and on-chain holdings across major networks.
  • Knowledge layer & open-source substrate. Public explainers for how we work and the systems behind the firm, plus the non-client-facing building blocks of our platform published as open source.

How we work

We build in public where we responsibly can. See /how-we-work for our engineering posture and /agents for the AI-agent substrate behind the firm.

What this page is. A transparency surface describing Protocol Wealth's engineering work — what merged, when, and at a high level why. It is aggregate substrate material; it is not a description of investment advisory services, not a performance record, and not advice.

What this page is not. Not investment advice. Not advisory performance. Not a record of client accounts, positions, or returns. Public-repo pull-request references link to GitHub; internal-repo references are rendered as text rather than links.

Protocol Wealth, LLC is an SEC-registered investment adviser (CRD #335298). Registration with the SEC does not imply a certain level of skill or training. Full regulatory disclosures are linked from the site footer.